Jobs › Companies › Guggenheim Partners › Attorney- CLO, Vice President

À propos de ce poste Attorney- CLO, Vice President chez Guggenheim Partners

Guggenheim Partners · Sur site · 300 First Stamford Place (Suite 300), Stamford, CT, US

Position Summary

This is a broad, front-office aligned legal role supporting the full lifecycle of the CLO platform. The successful individual will work closely with the investment team and be responsible for advising across warehouse financing, CLO formation and issuance, and ongoing CLO management, including refinancings, resets and amendments. The role also involves working with internal stakeholders and managing external counsel to support execution. In addition, the role will provide exposure to adjacent credit strategies over time, including SMAs and private funds. This role is based in Stamford, CT.

Responsibilities

Key Responsibilities:

  • Support the structuring, formation, and ongoing administration of private funds, including both open-ended and closed-ended vehicles
  • Assist with the establishment and management of separately managed accounts (SMAs), including documentation review, onboarding, and ongoing operational support
  • Participate in fund finance transactions, including subscription credit facilities, NAV facilities, hybrid facilities, and other leverage arrangements
  • Review, negotiate and analyze credit facility documentation
  • Experience with insurance companies and knowledge of their specific structuring, regulatory and reporting requirements preferred
  • Appropriately analyze and escalate key issues
  • Provide legal advice and regulatory support as may relate to fund and advisory relationships
  • Work collaboratively with various internal and external stakeholders
  • Participate in other various projects as assigned

Warehouse Financing

  • Support the deal team in the negotiation of warehouse credit facilities used to accumulate loan portfolios prior to CLO securitization
  • Review draft warehouse facility agreements, including credit agreements, security documents, and related ancillary documentation
  • Review placement agent engagement letters
  • Advise on eligibility criteria, concentration limits, advance rates, and portfolio management restrictions
  • Coordinate with lenders and transaction parties on facility amendments, extensions, and modifications

CLO Formation & Issuance

  • Support the structuring and documentation of new CLO issuances, including indentures, collateral management agreements, and offering documents
  • Support the negotiation of terms with arrangers, placement agents, rating agencies, trustees, and investors
  • Advise on regulatory compliance matters, including U.S. and EU/UK Risk Retention Rules, Volcker Rule considerations, and applicable securities law requirements
  • Manage closing mechanics and ensure timely execution of all transaction documents

Ongoing CLO Management

  • Advise collateral managers on compliance with indenture covenants, trading restrictions, and reinvestment criteria
  • Support refinancings, resets, and repricing transactions throughout the CLO lifecycle
  • Support the negotiation of amendments, waivers, and supplemental indentures as required
  • As needed, review responses to investor inquiries and rating agency surveillance matters, if any

Wind-Down & Liquidation

  • Advise on optional and mandatory redemption mechanics
  • Advise and assist on the liquidation of CLO
  • Review payoff and release documentation with trustees and noteholders
  • Manage residual matters, including final distributions and entity dissolutions

Regulatory & Compliance

  • Monitor legislative and regulatory developments affecting CLOs, structured credit, and the broader fixed income markets
  • Work collaboratively with Compliance, Risk, Tax, and Operations functions to ensure adherence to applicable laws and regulations
  • Coordinate implementation of policy and procedural changes to maintain ongoing compliance
  • Support regulatory inquiries and responses as they relate to the CLO business

Cross Functional Partnership

  • Serve as a strategic legal advisor to GILA investment professionals and front office teams
  • Support the expansion of the BSL CLO platform into adjacent liquid credit strategies, including separately managed accounts and private funds
  • Review and advise on marketing materials, investor presentations, and due diligence requests
  • Manage relationships with external law firms

Qualifications

Basic Qualifications:

  • Juris Doctor
  • 5-7 years of firm or in-house experience
  • The ideal candidate will bring strong and credible CLO experience (issuance + lifecycle essential)
  • Experience drafting and negotiating key documentation (e.g. indentures)
  • Ability to manage transactions and stakeholders independently
  • Commercially minded and comfortable working directly with investment teams

Preferred Qualifications

  • High degree of ownership and accountability
  • Strong judgement and problem-solving ability
  • Organized, proactive and reliable
  • Interest in broader business and platform development

 

We are not seeking agency assistance with this role.


We are unable to consider candidates who require current or future visa sponsorship for employment in the United States.  Candidates must be authorized to work in the US without current or future visa sponsorship or transfer.


The benefits offered for this position:

  • 401k with matching contribution
  • Healthcare and wellbeing programs
  • Paid leave
  • Learning and development opportunities
  • Family and caregiving support
  • Employee assistance program

 

Salary Range

Annual base salary between

$220,000.00-$225,000.00

The base salary range represents the low and high end of the anticipated base salary range for this position. Actual base salaries may vary depending on factors such as location and experience. The range listed reflects base salary only, and the total compensation package may include other components such as incentive compensation.

Prêt à postuler chez Guggenheim Partners ?
Postuler chez Guggenheim Partners

Comment se compare ce salaire pour Lawyer

Ce poste paie $222,500/yr — au-dessus de la fourchette habituelle pour les postes Lawyer.

$90,677 la médiane $170,500 $265,000

Fourchette typique $125,000–$209,584/yr, à partir de 1,115 annonces Lawyer comparables sur JobsRadar (rémunération annualisée en USD). Voir les aperçus de salaire pour Lawyer →

À propos de Guggenheim Partners

We focus relentlessly on delivering results through innovative solutions. We relish opportunities to solve complex problems through exhaustive approaches. As we conduct our business every day, every member of Guggenheim is expected to uphold our uncompromising standards for integrity and excellence and to be personally accountable for their actions and business results. Our principles entail engaging highly talented people, challenging them to think creatively, and encouraging them to achieve extraordinarily high standards in their fields of expertise. To succeed at Guggenheim, candidates should be a strong fit with our business principles, culture, and value system. We encourage you to revi

Voir tous les emplois chez Guggenheim Partners →

Emplois similaires

Monks
Senior Legal Counsel
Monks
⚡ Postuler tôt New York, United States Hybride $155,000–$170,000
● Nouveau 👁 Vu ✓ Postulé il y a 2 h
Monks
Senior Legal Counsel
Monks
⚡ Postuler tôt Los Angeles Hybride $155,000–$170,000
● Nouveau 👁 Vu ✓ Postulé il y a 2 h
argenx
US Patent Attorney, Sr. Patent Counsel, Program Strategy & Development
argenx
⚡ Postuler tôt Boston,MA Sur site $252,000–$346,500
● Nouveau 👁 Vu ✓ Postulé il y a 2 h
argenx
US Patent Attorney – Sr. Patent Counsel, Program Strategy & Litigation
argenx
⚡ Postuler tôt Boston,MA Sur site $252,000–$346,500
● Nouveau 👁 Vu ✓ Postulé il y a 2 h
Linklaters
AI Lawyer - M&A and Private Capital
Linklaters
⚡ Postuler tôt London Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 h
PRA Group
Associate Attorney- 100% Remote - with current California Law License
PRA Group
⚡ Postuler tôt US - CA - Teleworker Sur site $75,000–$95,000
● Nouveau 👁 Vu ✓ Postulé il y a 2 h
TM
Associate Attorney (Remote)
Tyson & Mendes LLP
⚡ Postuler tôt Northern California, CA Hybride $115,000–$160,000
● Nouveau 👁 Vu ✓ Postulé il y a 3 h
WL
Regulatory Legal Counsel
Wireless Logic
⚡ Postuler tôt EMEA Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 4 h
AirTrunk
Legal Counsel, Real Estate & Planning
AirTrunk
⚡ Postuler tôt Singapore HQ Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 6 h

Inscrivez-vous pour des suggestions adaptées aux emplois que vous ouvrez et aux recherches que vous enregistrez.

Plus d’emplois chez Guggenheim Partners

Voir tous les emplois chez Guggenheim Partners →

Postuler maintenant
🤖

Doucement — un instant

JobsRadar a été conçu pour de vraies personnes qui traversent une période difficile dans leur recherche d’emploi — pas pour des requêtes automatisées. Vous cliquez beaucoup trop vite et vous êtes maintenant temporairement bloqué.

Revenez plus tard. Si vous cherchez réellement un emploi, nous sommes de votre côté — agissez simplement comme un être humain.

Catch your next role the second it’s posted.

Create a free account and we’ll watch the boards for you — the instant a job matches your search, it lands in your inbox or Telegram. No digging, no refreshing.

Create free account

Free forever · takes 30 seconds · already have one?

Prenez une longueur d’avance dans votre recherche d’emploi.

Rejoignez notre canal Telegram pour ce qui vous aide à décrocher le poste — références salariales, le pouls hebdomadaire du marché et les annonces de nouveautés. Pas de spam, que du signal.

Rejoindre le canal — c’est gratuit