Major Duties: 

• Supports the administration and ongoing execution of the GCT-RCV program, including review planning, tracking, reporting, and coordination of program deliverables. 

• Maintains and monitors the RCV review inventory, review schedule, and related program documentation. 

• Coordinates and communicates upcoming validation reviews to key stakeholders and supports distribution of validation results and reports. 

• Assists management with reporting metrics, dashboards, and program updates. 

• Reviews and interprets laws, regulations, regulatory change information, and internal policies/procedures for the purpose of developing appropriate validation approaches and testing plans.

• Develops testing scope and procedures to validate compliance with new or changed regulatory requirements. 

• Executes regulatory change validation reviews to assess whether implementation activities meet applicable regulatory requirements and internal compliance expectations. 

• Identifies, documents, and escalates to GCT-RCV management any regulatory compliance risk or potential issues associated with completed reviews. 

• Prepares clear and well-supported reports detailing the results of validation testing performed, including observations, conclusions, and recommendations when applicable. 

• Serves as a direct liaison with Business Unit Managers, Risk and Compliance Partners, and other stakeholders throughout the validation review lifecycle. 

• Supports quality, consistency, and timely completion of RCV deliverables by coordinating review documentation, follow-ups, and stakeholder communications. 

• Delivers a work product that requires less revision and demonstrates sound judgment, attention to detail, and strong understanding of regulatory compliance expectations. 

• Participates in all applicable training and maintains knowledge of relevant regulatory requirements, compliance standards, and internal procedures. 

• Provides guidance, mentoring, and training to junior team members, as appropriate, to support knowledge sharing, consistency, and effective execution of RCV activities. 

Knowledge/Skills: 

• Excellent oral and written communication skills are required. 

• Strong analytical and problem-solving skills are required to analyze regulatory requirements, summarize information, and support well-reasoned conclusions. 

• Functional and industry knowledge is required, including knowledge of compliance testing, regulatory change management, and/or regulatory implementation of validation activities. 

• Knowledge of applicable laws, regulations, and internal compliance policies/procedures is preferred. 

• Strong organizational skills are needed to manage multiple reviews, program administration activities, deadlines, and stakeholder communications. 

• Ability to work independently, exercise sound judgment, and manage competing priorities with minimal supervision. 

• Technical skills and systems knowledge are preferred, including Microsoft Office applications and reporting/dashboard tools such as Power BI. 

• Strong interpersonal skills are required to partner effectively with Business Unit Managers, Risk and Compliance Partners, and other stakeholders. 

• Ability to identify risks, escalate issues appropriately, and recommend practical process improvements. 

Experience Required: 

• 10+ years of relevant compliance, risk, audit, regulatory change management, compliance testing, or related financial services experience. 

• Experience reviewing and interpreting laws, regulations, policies, procedures, and related compliance requirements. 

• Experience developing testing scopes, executing testing procedures, documenting results, and preparing written reports or summaries. 

• Experience supporting program administration, reporting metrics, tracking deliverables, or coordinating cross-functional activities is preferred. 

• Strong analytical, interpersonal, verbal, and written communication skills are required to analyze and summarize information. 

• Ability to work independently, manage deadlines, and deliver high-quality work products. 

• College or University degree. 

Shift: 

4pm – 1am, Mon - Fri