Jobs › Companies › Angellist › Chief Compliance Officer, Meridian Platform Securities

Sobre esta vaga de Chief Compliance Officer, Meridian Platform Securities na Angellist

Angellist · Híbrido · San Francisco, CA

About AngelList

Private markets are the new public markets. The most important companies of this era are private, and almost no one can own them. What's missing is the financial system public markets spent a century building: exchanges, custodians, brokers, and ways for ordinary people to buy in. Private markets, now $28T, never had the equivalent. AngelList is building it.

The last decade of structural innovation in venture happened here: syndicates, SPVs at scale, Rolling Funds, scout programs. Today we have $200B+ in assets and 30,000+ startups funded on our platform. The rest of private markets is next. Funds is the software and services behind private funds, Nova is the banking network, Meridian is the wealth platform for accredited investors, and USVC is the brand behind a registered fund that lets anyone invest in venture.

Working here means an unusual amount of agency on a problem that matters. Titles are closer to suggestions, and there are about 200 of us building what private markets never had. Come build it with us.

 


About the Role: 

Meridian Platform Securities LLC is a registered broker-dealer and placement agent built for the modern private markets. We work with fund managers, sponsors, and issuers to connect capital with opportunity, with the rigor, structure, and integrity that investors demand. Compliance is not an afterthought here. It is core infrastructure, and we are looking for a CCO who sees it that way too.

You will own compliance end to end. That means building and maintaining the regulatory framework that lets us grow confidently rather than reactively, serving as our Series 24 principal, and holding the primary relationship with FINRA, the SEC, and applicable state regulators. You will be a trusted partner to leadership and a strategic resource for the deal team. You will be our first in-house CCO, standing the program up and taking it over from a vendor handoff already in motion.

You'll be in the room when deals and new products take shape, so compliance moves at the same speed as the deal team, finding the creative compliant path to “yes” on deal timelines. The program you build will scale with the firm. You'll start with a lean team and a live exam already underway.

Responsibilities

  • Serve as the firm's designated CCO under FINRA Rule 3130, own the Written Supervisory Procedures,
  • Be the deal team's compliance partner: review and clear diligence, marketing materials, private placement memoranda, and investor communications, and pressure-test new product structures so they are built compliantly from day one, on deal timelines.
  • Manage FINRA and SEC examinations, inquiries, and correspondence from first notice through resolution, and run the annual compliance review with findings to senior management.
  • Own registration and licensing across jurisdictions (principals, registered reps, state blue sky), maintain books and records under SEC Rules 17a-3 and 17a-4, and manage outside counsel on regulatory matters.
  • Administer the firm's AML/BSA program, and monitor FINRA, SEC, FinCEN, and state developments, translating them into policy before they become problems.
  • You may be a good fit if you

  • Hold an active Series 24 in good standing and have 7+ years of compliance experience at a FINRA-registered broker-dealer, including 3+ years in a senior or lead compliance role (ideally an online BD or fintech).
  • Know private placements, Regulation D, secondaries, and the mechanics of how placement agents operate.
  • Have managed FINRA cycle exams and regulatory inquiries yourself, not just supported them.
  • Want to be the first in-house compliance hire and build the program from early stages.
  • Bonus: Experience with SPVs, fund administration, syndication platforms, or exempt offering structures.

  • Working Here

    If you don’t meet every requirement above, we still encourage you to apply. We value complementary strengths and operators who learn by doing.

    We operate out of hubs in New York City and San Francisco. For most roles on those teams, we work from the office at least two days per week (Tuesdays and either Wednesday or Thursday). 

    Compensation:
    The compensation for this role consists of a competitive base salary, benefits, and equity package. The base salary for this role is $285,000+ annually but actual will vary based on a number of factors including a candidate’s professional background, experience, and location. Full details about our Total Rewards package will be provided during the recruitment process.

    Benefits:
    We support your life both in and outside of work.
    Explore our benefits
    Learn about Funders & Founders

    What Guides Us:
    At AngelList, we are united in our purpose to accelerate innovation and build the future of private markets. Our beliefs and values shape what we work on and how we create impact. If the below resonate, we'd love to have you with us.
    Our beliefs
    Our values & leadership expectations

    AngelList is an equal opportunity employer and we value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

    Pronto para se candidatar à Angellist?
    Candidatar-se à Angellist

    Como este salário de Compliance se compara

    Esta vaga paga $285,000/yr — acima da faixa típica para vagas de Compliance.

    $116,190 a mediana $183,400 $257,250

    Faixa típica $159,500–$201,250/yr, com base em 22 vagas de Compliance comparáveis na JobsRadar (pagamento anualizado em USD). Ver insights salariais de Compliance →

    Vagas semelhantes

    Pinterest
    Product Manager II, Content Compliance
    Pinterest
    ⚡ Candidate-se cedo San Francisco, CA, US; Seattle... · local restrito $114,297–$235,319
    ● Nova 👁 Vista ✓ Candidatada há 19h
    Anthropic
    Senior Compliance Program Manager, Political Law
    Anthropic
    ⚡ Candidate-se cedo San Francisco, CA | New York C... Presencial $255,000–$270,000
    ● Nova 👁 Vista ✓ Candidatada há 3d
    Peregrine Technologies
    US Public Sector Compliance Manager
    Peregrine Technologies
    ⚡ Candidate-se cedo San Francisco, CA Presencial $140,000–$175,000
    ● Nova 👁 Vista ✓ Candidatada há 3d
    Gusto, Inc.
    Senior GRC Analyst
    Gusto, Inc.
    ⚡ Candidate-se cedo San Francisco, CA - Hybrid Híbrido $183,000–$205,000
    ● Nova 👁 Vista ✓ Candidatada há 6d
    Gusto, Inc.
    Compliance Manager, Broker-Dealer & Investment Adviser
    Gusto, Inc.
    ⚡ Candidate-se cedo United States Híbrido $110,640–$110,640
    ● Nova 👁 Vista ✓ Candidatada há 6d
    Cala Health
    Manager, Compliance and Contracts
    Cala Health
    ⚡ Candidate-se cedo San Mateo, CA Presencial $125,000–$160,000
    ● Nova 👁 Vista ✓ Candidatada há 1sem
    PwC
    Energy & Utilities - Compliance Transformation - Consultant - Manager
    PwC
    ⚡ Candidate-se cedo CA-San Francisco Presencial $99,000–$232,000
    ● Nova 👁 Vista ✓ Candidatada há 1sem
    Planet
    Senior Analyst, International Trade Compliance
    Planet
    ⚡ Candidate-se cedo San Francisco, CA Híbrido $101,400–$126,800
    ● Nova 👁 Vista ✓ Candidatada há 1sem
    Collective Health
    Lead Security Analyst-GRC
    Collective Health
    ⚡ Candidate-se cedo San Francisco, CA | Lehi, UT |... Híbrido $172,500–$215,625
    ● Nova 👁 Vista ✓ Candidatada há 1sem

    Cadastre-se para receber sugestões sob medida com base nas vagas que você abre e nas buscas que você salva.

    Mais vagas na Angellist

    Ver todas as vagas na Angellist →

    Candidatar-se agora
    🤖

    Opa — calma aí

    A JobsRadar foi feita para pessoas de verdade passando por um momento difícil na busca por emprego — não para requisições automatizadas. Você está clicando rápido demais e agora está temporariamente bloqueado.

    Volte mais tarde. Se você está mesmo procurando emprego, estamos com você — apenas aja como um ser humano.

    Catch your next role the second it’s posted.

    Create a free account and we’ll watch the boards for you — the instant a job matches your search, it lands in your inbox or Telegram. No digging, no refreshing.

    Create free account

    Free forever · takes 30 seconds · already have one?

    Ganhe vantagem na sua busca por emprego.

    Entre no nosso canal do Telegram para o que ajuda você a conseguir a vaga — referências salariais, o pulso semanal do mercado e avisos de novos recursos. Sem spam, só sinal.

    Entre no canal — é grátis