Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

The Assistant Vice President (AVP) – Anti-Bribery and Corruption (ABC), Sales, and Group Compliance serves as the functional lead and second line of defense responsible for providing strategic oversight, governance, and direction over the Company's Anti-Bribery and Corruption, Sales Conduct, Customer Conduct, and Group Compliance programs. The role ensures that Pru Life UK's practices remain aligned with applicable laws, regulations, Group Compliance Standards, and internal policies while fostering a strong culture of integrity and ethical conduct across the organization.

The role is responsible for leading a team of compliance professionals in the implementation and continuous enhancement of compliance frameworks relating to ABC, sales and marketing compliance, conflict of interest management, customer conduct, and other Group Compliance Standards. The AVP acts as a trusted advisor to business leaders and senior stakeholders by providing expert guidance on compliance risks, regulatory developments, and governance requirements, while driving proactive risk identification, monitoring, reporting, and remediation initiatives.

Strategic Leadership and Governance

• Lead the development, implementation, and continuous enhancement of the Company's Anti-Bribery and Corruption, Sales Conduct, Customer Conduct, and Group Compliance frameworks.

• Provide strategic direction and oversight to ensure alignment of local compliance programs with Prudential Group requirements, applicable regulations, and industry best practices.

• Serve as the primary compliance advisor to senior management on matters relating to ABC, sales conduct, conflict of interest, and other Group Compliance Standards.

• Drive a strong culture of ethics, integrity, and regulatory compliance across all business units and distribution channels.

• Monitor emerging regulatory developments and assess their impact on the organization, recommending necessary policy, procedural, and control enhancements.

Anti-Bribery and Corruption Oversight

• Oversee the Company's Anti-Bribery and Corruption program, including risk assessments, third-party due diligence processes, gifts and hospitality oversight, conflict of interest management, and compliance monitoring activities.

• Review and approve high-risk ABC assessments, referrals, investigations, and escalations.

• Ensure timely identification, assessment, reporting, and remediation of ABC-related incidents, breaches, and control weaknesses.

• Lead periodic reviews of ABC policies, standards, procedures, and governance documents to ensure effectiveness and regulatory alignment.

Sales, Conduct, and Marketing Compliance

• Provide oversight and guidance on sales conduct, customer conduct, product compliance, and marketing compliance requirements.

• Review and approve high-risk sales, training, promotional, and marketing materials to ensure compliance with applicable regulatory and Group requirements.

• Partner with Distribution, Marketing, Operations, Legal, Product, and other key stakeholders to ensure customer-centric and compliant business practices.

• Identify emerging conduct risks and recommend controls to mitigate customer, regulatory, and reputational risks.

Compliance Monitoring and Reporting

• Oversee compliance monitoring programs covering ABC, sales conduct, customer conduct, and Group Compliance Standards.

• Review compliance dashboards, management information reports, key risk indicators, and regulatory metrics for submission to senior management and governance committees.

• Ensure timely escalation of significant compliance risks, incidents, breaches, and control concerns to relevant stakeholders and governance forums.

• Lead root cause analysis and remediation planning for identified compliance issues.

Stakeholder Management and Advisory

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.