About this Regulatory Compliance Manager (Berlin/London/Paris) role at Trade Republic
THE BEST WORK OF YOUR CAREER
Trade Republic is the largest savings platform in Europe - we operate in 18 countries, serving +10 million customers who trusted us with over 150B in assets. But we’re striving for more.
We have a bold mission to empower everyone to build wealth with easy, safe, and free access to financial systems. You will have the opportunity to grow your career by collaborating with a team of outstanding talents and state of the art technology to build a lasting, positive future for millions.
WHAT YOU’LL BE DOING
- Definition of technical specifications related to various investment compliance requirements, ongoing review and optimization of the relevant business processes
- Advising the business in the areas of MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR etc. to ensure adherence to the relevant regulatory requirements
- Monitoring of the development of the relevant regulatory and legal norms, regulatory horizon scanning across the EU member states
- Communication with internal and external stakeholders in all arising questions regarding investment compliance
- Preparation of reports for management and for supervisory authorities, processing of inquiries of the EU supervisory authorities
- Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People
- Continuous training in various compliance topics
WHAT WE'RE LOOKING FOR
- Successfully completed studies in economics, law or business law or comparable studies
- Ideally, several years of professional experience in the area of investment compliance in auditing or consulting firms, in-depth knowledge of the relevant regulatory and legal requirements, and/or
- Several years of professional experience in the banking or financial services industry
- Knowledge of MiFID II/MiFIR, WpHG, MaComp, MaRisk, MaDepot, MiCAR etc. as well as of other prominent EU regulatory frameworks
- English fluency is a must, German and other EU languages are an advantage
WHY YOU SHOULD APPLY NOW
Our culture rewards ownership, excellence, and high energy. We care deeply about outcomes and hold each other accountable - we’re here to win and fix one of the largest challenges Europeans face - closing the pension gap and democratising wealth. If this gets you fired up, reach out!
We believe it’s our team’s varied identities and backgrounds that make us sharper and stronger. We’re committed to creating an environment where everyone feels respected and has equal opportunity to thrive in their careers. For any questions on DEI during the interview process, reach out to your recruitment partner.
