Jobs › Companies › AIA › Market Conduct Compliance, Senior Analyst

À propos de ce poste Market Conduct Compliance, Senior Analyst chez AIA

AIA · Sur site · Hong Kong, HK-AIA Hong Kong & Macau

Start building a career with purpose.


At AIA, your perspective, curiosity and ideas can contribute to our Purpose of helping millions of people live Healthier, Longer, Better Lives. Across our diverse markets, you will learn through meaningful work, collaborate with experienced colleagues and build practical skills as you turn fresh ideas into positive outcomes and a more sustainable future for our customers and communities.


Join us to explore new possibilities, grow through real experiences and start making an impact across Asia.


About the Role


Support the Associate Director, Market Conduct Compliance team to ensure that AIAHK & Macau operates the in accordance with the AIA Group policies and guidelines and local regulatory requirements in these areas:
1. Assist in the Intermediary Disciplinary Committees including Market Conduct Committee (“MCC”), Appeal Board (“AB”) and preparing the relevant reporting
2. Support the team in reviewing and follow up of the red flag / suspicious cases revealed from regular detection and monitoring programs including data analytic and detection tools
3. Prepare the relevant reports and submission
4. Support 1st line to comply with the Group standards and regulatory requirements implemented under Market Conduct Compliance

This role contributes to the delivery of customer outcomes that are reliable, thoughtful, and create meaningful impact for customers and society. The role holder is expected to embed a customer first mindset in all decisions and actions by developing a clear understanding of customer needs, taking end to end ownership to resolve issues, and working collaboratively across teams to continuously enhance the customer journey—both directly and indirectly.

Roles and Responsibilities:


1. Assist in the Intermediary Disciplinary Committees including Market Conduct Committee (“MCC”), Appeal Board (“AB”) and preparing the relevant reporting (30%)

a. Assist the MCC and AB agenda, meeting schedule, materials, settlement memo and register

b. Update and maintain the Terms of reference of the MCC and AB

c. Coordinate the communication of the MCC and AB decision

d. Prepare the disciplinary letters for sales intermediaries

e. Follow up the execution of the MCC and AB decision and relevant remedial actions

f. Prepare the relevant reporting on the disciplinary.

 

2. Support the Team in reviewing and follow up of the red flag / suspicious cases revealed from regular detection and monitoring programs including data analytic and detection tools (30%)

a. Use the data analytic tool to monitor trends of sales conduct and identify high risk cases for investigation.

b. Assist in investigation for high risk sales intermediary

c. Assist in Compliance review and monitoring (e.g. sampling) on the sales intermediary controls

3. Assist in Sales Compliance reporting and Review (20%)

a. Assist in Sales Compliance reporting and Review

b. Prepare the required sales compliance report

4. Assist in relevant Group policies and guidelines in local aspect (10%)

a. Assist Market Conduct Compliance team to coordinate the relevant controls, investigation and reporting process with relevant departments according to the Group Guidelines
 

5. Other tasks (10%)

a. Assist Associate Director, Market Conduct Compliance on other compliance tasks

b. Ad hoc tasks assigned by Associate Director, Market Conduct Compliance e.g. MCC TOR review, projects.

c. Backup roles of other teammates

d. Reporting tasked by Head of Compliance and Associate Director, Market Conduct Compliance


Minimum Job Requirements:

  • Bachelor’s degree in Accounting, Finance, Law or Business with a minimum of 2 years solid working experience in the financial services industry focused on compliance, risk management, legal and/or internal controls
  • Professional qualification in life insurance, Compliance, Internal Audit or related disciplines is preferred
  • In-depth understanding of insurance business is preferred
  • Good interpersonal and communication skills and self-motivated.
  • Good written and spoken communication skills in English and Chinese.
  • Independent and be able to work under pressure
  • Be organized, detail-oriented and with good problem solving skills
  • High level of integrity and take ownership and accountability of results
  • The incumbent is required to obtain relevant license if the job involves in regulated activities.

Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.

You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.

Prêt à postuler chez AIA ?
Postuler chez AIA

À propos de AIA

At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. As the largest listed company on the Hong Kong Stock Exchange, we’ve been proudly making a difference for people and communities across Asia for over a century. And we build on this every day with our ambition to engage one billion people to live Healthier, Longer, Better Lives by 2030. If you work at AIA, you play an important part in this movement. Which is why we give you every opportunity to learn, grow and shape your career - your way. Inspiring and supporting you t

Voir tous les emplois chez AIA →

Emplois similaires

AIA
Intern, Testing
AIA
⚡ Postuler tôt Kuala Lumpur, AIA Digital+ Mal... Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 6 h
AIA
Manager, General Insurance Underwriting
AIA
⚡ Postuler tôt Hong Kong, HK-AIA Blue Cross Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 6 h
AIA
Analyst, Power Platform
AIA
⚡ Postuler tôt Kuala Lumpur, AIA Digital+ Mal... Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 j
AIA
Regional Human Resources Business Partner
AIA
⚡ Postuler tôt Singapore, SG-AIA Group Office Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 j
AIA
Senior Manager, Cloud Services
AIA
⚡ Postuler tôt Makati, PH-AIA Philippines Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 j
AIA
Lead, Revenue Strategy & Sales Operations
AIA
⚡ Postuler tôt Singapore, SG-Amplify Health Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 j
AIA
Bancasssurance FC
AIA
⚡ Postuler tôt Hefei, CN-AIA China Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 j
AIA
Cloud Platform Specialist
AIA
⚡ Postuler tôt Makati, PH-AIA Philippines Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 j
AIA
Associate Director, Analytics and Automation (AIA Investment Management)
AIA
⚡ Postuler tôt SG-AIA Tower Sur site
● Nouveau 👁 Vu ✓ Postulé il y a 2 j

Inscrivez-vous pour des suggestions adaptées aux emplois que vous ouvrez et aux recherches que vous enregistrez.

Plus d’emplois chez AIA

Voir tous les emplois chez AIA →

Postuler maintenant
🤖

Doucement — un instant

JobsRadar a été conçu pour de vraies personnes qui traversent une période difficile dans leur recherche d’emploi — pas pour des requêtes automatisées. Vous cliquez beaucoup trop vite et vous êtes maintenant temporairement bloqué.

Revenez plus tard. Si vous cherchez réellement un emploi, nous sommes de votre côté — agissez simplement comme un être humain.

Catch your next role the second it’s posted.

Create a free account and we’ll watch the boards for you — the instant a job matches your search, it lands in your inbox or Telegram. No digging, no refreshing.

Create free account

Free forever · takes 30 seconds · already have one?

Prenez une longueur d’avance dans votre recherche d’emploi.

Rejoignez notre canal Telegram pour ce qui vous aide à décrocher le poste — références salariales, le pouls hebdomadaire du marché et les annonces de nouveautés. Pas de spam, que du signal.

Rejoindre le canal — c’est gratuit