What is the opportunity?

As an integral member of the UK / Europe Compliance Testing team, the Compliance Testing Manager helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.

Working Hours : 9.00AM - 6.00PM (Malaysia Time Zone GMT+8)

What will you do ?

• Assist in the completion of effective risk assessments to drive the UK and Europe Compliance Monitoring Plan.
• Under the stewardship of the Head of Compliance Testing, Europe or Senior Associate Directors within the team: o Contribute to timely and accurate compliance Testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk (across Capital Markets, IS Trust, BlueBay & WM).
• Work with Compliance and business colleagues to log and track action plans raised to resolve issues identified during monitoring reviews;
• Contribute towards the continual enhancement of the Testing approach and annual Testing program (including providing ideas for developing/improving the approach to continuous business Testing and, where relevant, enhancing the existing Enterprise Monitoring and Testing control standards)
• Assist in the delivery of timely responses to internal audit and external regulatory enquiries
• Support ad-hoc projects and activities as required (methodology improvements; stakeholder management; committee reporting).

What so you need to succeed?

Must-have

• At least 5-7 years of experience in regulatory compliance within Finance Services (Capital Markets, Wealth Management, Asset Management)
• Deep understanding about the industry standard and legal regulation for Europe region
• Excellent in auditing , monitoring or risk and data analytics skills

Nice-to-have

• Good in planning and organizing.
• Advance analytical thinking and problem solving

Job Skills

Additional Job Details

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.