ABOUT US:

LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity.

LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ 26,000 people globally, more than half located in Asia Pacific. LSEG’s ticker symbol is LSEG.

OUR PEOPLE:

People are at the heart of what we do and drive the success of our business. Our culture of connecting, creating opportunity and delivering excellence shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with unique backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and rapid development of solutions that make a difference. Our workplace generates an enriching and rewarding experience for our people and customers alike. Our vision is to build an inclusive culture in which everyone feels encouraged to fulfil their potential.

We know that real personal growth cannot be achieved by simply climbing a career ladder – which is why we encourage and enable a wealth of avenues and interesting opportunities for everyone to broaden and deepen their skills and expertise. As a global organisation spanning 70 countries and one rooted in a culture of growth, opportunity, diversity and innovation, LSEG is a place where everyone can grow, develop and fulfil your potential with meaningful careers!!

ROLE SUMMARY:
This is an opportunity to join LSEG's Markets Compliance function as the trusted compliance partner to one of the Group's most visible businesses – the London Stock Exchange. You will advise a fast-paced, commercially driven business, work closely with senior leaders, and help the business move forward with confidence, while operating within the rules in a highly regulated environment. The role has a particular focus on the Private Market areas of the LSE, including the new Private Securities Market.

ABOUT THE TEAM:

You will join a team of five, covering compliance for the London Stock Exchange. The team sits within the Markets Compliance part of a wider Group Compliance function of more than 100 professionals. It is a well-supported team with low turnover and a trusting, outcome-focused culture.

WHAT YOU'LL DO:

• Provide day-to-day compliance advice to the London Stock Exchange businesses, focusing on Private Markets.
• Partner with commercial, business development, product and sales-focused stakeholders to support business initiatives from a compliance perspective.
• Prepare compliance briefing notes for senior leadership.
• Apply FCA rules and the wider regulatory framework for trading venues to business requirements.
• Provide clear, confident challenge to stakeholders when required.
• Own your workload end to end, delivering to a high standard with autonomy.
• Lead on Horizon Scanning for the Digital and Securities Markets part of the Group

WHAT YOU'LL BRING:

Essential

• Several years' experience, ideally within markets compliance.
• Working knowledge of the regulatory framework governing trading venues and exchanges.
• A strong sense of ownership – able to take on a task and deliver it to a high standard independently.
• The confidence and resilience to influence, challenge and advise senior stakeholders.

Desirable

• Private markets experience – for example, private equity, venture capital, private credit or private funds
• Primary or capital markets experience
• Working knowledge of REC

WHY JOIN US:

• High visibility: support one of LSEG's most prominent businesses, with regular exposure to senior leadership.
• Supportive culture: a well-supported team where you are trusted to get on with it.
• Balance and flexibility: hybrid working and an environment that promotes a healthy work-life balance.
• Career growth: clear room to progress and move internally across a Compliance function of more than 100 people, and a wider organisation of 26,000 colleagues.

Career Stage:

LSEG unlocks the power of markets to create opportunities across the global economy.

Through our connected network of market infrastructure, data and analytics, we help customers access capital, manage risk and make confident decisions.

Our insights bring clarity to complex markets, and our trusted services ensure resilience and stability. With deep expertise and global scale, we partner with customers to drive innovation and shape the future of finance.

Few organisations operate at the scale, complexity and reach of LSEG. Here, you’ll work alongside experts, be inspired to deliver your best work and help shape what’s next for our business and the global economy.

Guided by our values of Integrity, Partnership, Excellence and Change, we bring together diverse perspectives, encourage fresh thinking, and create an environment where learning never stops.

Join more than 26,000 colleagues across 60 countries, supporting customers in over 170 countries. Alongside flexible ways of working, you'll have access to benefits that support your wellbeing and your future, including 26 weeks' parental leave, healthcare, retirement planning and a wellness allowance. Through the LSEG Foundation and two paid volunteering days each year, you’ll also have opportunities to get involved in your local community and support causes that matter to you.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it’s used for, and how it’s obtained, your rights and how to contact us as a data subject.

By clicking on "Apply", the process for submitting an application will begin. If you have any questions prior to clicking "Apply", please contact the recruiter.

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.

LSEG. Make more possible.