Jobs Companies Morgan Stanley Assoc, P3, Risk, Assurance, Governance & Control : Job Level - Associate

Sobre este puesto de Assoc, P3, Risk, Assurance, Governance & Control : Job Level - Associate en Morgan Stanley

Morgan Stanley · Presencial · Glasgow, United Kingdom
Candidate: James Lord (5B186)

Finance Outsourcing Governance & Control (FOGC) - Associate (P3)

This position is part of the Finance Outsourcing Governance & Control (FOGC) function within the Finance Division's Global Centralised Management organisation and contributes to the delivery of the Firm's deployment and outsourcing strategy. The team works with stakeholders across Finance and other functions to support adherence to applicable global outsourcing regulations and documentation requirements.

As regulatory expectations for outsourcing governance continue to evolve, this role requires effective communication, attention to detail, analytical capability, stakeholder collaboration and project coordination.

About Morgan Stanley:

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.

As a market leader, the talent and passion of our people are critical to our success. Together, we share a common set of values rooted in integrity, excellence and a strong team ethic. We provide a strong foundation for building a professional career-a place for people to learn, achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

What will you be doing?

> Support the delivery of Finance outsourcing governance activities in line with applicable regulatory requirements and Firm policy.
> Support the periodic review and annual validation of Finance outsourcing arrangements by coordinating documentation, recording review outcomes, maintaining supporting evidence and tracking remediation actions.
> Apply regulatory and policy requirements within established governance processes and support the implementation of related controls and guidance.
> Develop effective working relationships across Finance, Compliance, business functions and global teams, preparing governance materials and supporting stakeholder discussions.
> Support outsourcing risk assessments and review submissions from business and support functions, identifying potential gaps and escalating issues where appropriate.
> Prepare responses to regulatory, audit and management requests, ensuring information is accurate, supported by appropriate evidence and delivered within agreed timelines.
> Support regulatory and governance change initiatives by coordinating activities, maintaining project documentation and tracking progress against agreed milestones.
> Prepare management information and governance reporting to support oversight of risk, trends, control performance and required actions.
> Review data across outsourcing inventories and supporting documentation, identifying gaps and supporting improvements in accuracy and consistency.
> Maintain procedures, controls and governance records, supporting an effective audit trail and consistent operating practices.
> Contribute to the simplification and standardisation of governance processes, using data and digital tools to reduce manual effort and improve control execution. What we're looking for:
> Knowledge of, or an interest in developing experience in, outsourcing governance, third-party risk, audit or a comparable control environment within financial services.
> Understanding of governance and control principles, with the ability to apply regulatory and policy guidance within established processes.
> Analytical and problem-solving skills, with the ability to review information, identify issues and develop practical solutions.
> Effective written and verbal communication skills, with the ability to present information clearly and tailor messages for different audiences.
> Ability to build positive working relationships and collaborate with stakeholders across functions and global teams.
> Sound judgement, with the ability to escalate issues promptly and seek guidance where required.
> Strong organisational skills and attention to detail, with the ability to manage competing priorities and deliver accurate work within agreed timelines.
> A proactive and adaptable approach, with a willingness to learn and contribute to continuous improvement.
> Strong Microsoft Excel skills, including data analysis, reconciliation and reporting, together with proficiency in PowerPoint and Word.
> Experience with Microsoft Copilot, automation tools or other AI-enabled productivity solutions would be desirable.

Where will you be working?

Located in Glasgow's dynamic International Financial Services District, our office has an open, diverse and thriving culture. Established in 2000 with six employees, the Glasgow office has grown to more than 2,000 people. Our inclusive environment empowers employees to achieve their individual and professional goals, think like owners and take pride in the Firm's global reputation.

Flexible work statement:

Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.

Internal Applicants:

Internal mobility can be a way to grow your career and realise your professional potential. Typically, you must be in your position for at least 18 months and performing satisfactorily before applying for another job at the Firm. Internal applicants can find out more regarding career navigation, mobility guidelines and policy on our employee portal by clicking here.

Equal opportunities statement:

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce comprises individuals drawn from a broad cross-section of the global communities in which we operate and reflects a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our continued focus on recruiting, developing and advancing individuals based on their skills and talents.

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years.  Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices​ into your browser.

Certified Persons Regulatory Requirements:
If this role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.

Flexible work statement
Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more.

Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background.  Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.

Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.

For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.

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Sobre Morgan Stanley

At Morgan Stanley, we advise, originate, trade, manage and distribute capital for people, governments and institutions, always with a standard of excellence and guided by our core values. Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to creating a more sustainable future and fostering stronger communities around the world. In each line of business, we strive to demonstrate our belief in the power of transformative thinking, innovative strategies and leading-edge solutions—and in the ability of capital to work for the benefit of all society. What We Do

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