Jobs Companies LSEG Senior Market Supervision Surveillance Specialist

Sobre esta vaga de Senior Market Supervision Surveillance Specialist na LSEG

LSEG · Presencial · London, United Kingdom

Market Supervision at LSEG is responsible for monitoring all secondary market trading on London Stock Exchange (“LSE”) markets, Turquoise Global Holdings Limited and Turquoise Global Holdings Europe. The purpose of monitoring by Market Supervision is to ensure that trading is orderly and efficient, and in compliance with the Exchange’s rules and to identify activity which may indicate market abuse as outlined in the UK Financial Conduct Authority’s Code of Market Conduct and MAR.

 

The Market Abuse team forms part of Market Supervision and makes an important contribution to the maintenance of orderly markets. It undertakes a range of functions including market abuse analysis - the detection and initial investigation of possible instances of market abuse offences for potential referral to the FCA or AFM, and financial crime analysis - the detection and initial investigation of possible instances of financial crime for potential SAR referrals. The purpose of this role is predominantly to assist in the identification and analysis of market abuse, but we are also looking for someone to help develop our data analysis skills – but please note that this is not predominantly a coding role.

 

Key Responsibilities

 

  • Identification and analysis of potential market abuse/financial crime through secondary markets
  • Undertaking detailed analysis of post-trade trading on respective LSEG trading venues
  • Helping the team to develop its ability to manipulate and visualise larger data sets
  • Raising trading queries with members, presenting cases at team meetings and submission of STORs as necessary
  • Identifying new and improved ways to undertake trading data manipulation and analysis, whether that be through BI tools, Excel, or working with the department’s Quantitative Surveillance and Technology team
  • Surveillance alert optimisation and development work
  • Assisting in keeping the team’s documentation up-to-date. This could include maintaining/updating alert versions (code/logic changes), STOR/financial crime procedures, thresholds etc

 

Key Behaviours

 

  • Is proactive, engages well with others, seeks input from colleagues, and actively listens to their contribution and checks understanding
  • Strong team player
  • Manages expectations, maintains regular stakeholder contact to keep them informed
  • Is able to constructively challenge colleagues and seek further information when there are possible issues ahead

 

Key skills, experience and knowledge required

 

Experience of:

  • Working with large datasets and identifying unusual trading patterns
  • Introducing new tools or techniques and working to automate manual tasks
  • Undertaking trading analysis looking for some form of market misconduct, most likely market abuse
  • Awareness and some knowledge and experience of UK/European market abuse legislation
  • Knowledge of secondary markets (open to experience of different markets, such as equity, FICC, related derivatives etc.) and trading
  • Strong analytical and data manipulation skills
  • Able to assess information with sound judgement, attention to detail and accuracy
  • Strong organisational skills with the ability to progress issues on a timely basis and prioritise competing workflows
  • Good written and verbal communication skills
  • Can present effectively in written and oral format

 

Desirable

  • Knowledge of SQL, VBA or some proficiency in Python data packages

Career Stage:

Senior Associate

London Stock Exchange Group (LSEG) Information:

Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it’s used for, and how it’s obtained, your rights and how to contact us as a data subject.

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.

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Sobre a LSEG

LSEG (London Stock Exchange Group) is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our culture of connecting, creating opportunity and delivering excellence shapes how we think, how we do things and how we help our people fulfil their potential.

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