Compliance Analyst

Overview of Position

The Compliance Analyst is responsible for supporting the organization's compliance initiatives by performing compliance testing, risk assessments, monitoring, analysis, and reporting on business operations and/or vendor oversight to ensure adherence to applicable federal and state regulatory requirements, internal policies, and industry standards. This role plays a key part in identifying compliance risks, implementing controls, and fostering a culture of ethical business practices through compliance testing, risk assessments, monitoring, and vendor oversight.

What makes us different?

• Opportunity to work in a highly collaborative and compliance-focused environment.
• Exposure to enterprise-wide compliance programs and regulatory initiatives.
• Professional development and continuous learning opportunities.
• Cross-functional partnership with business leaders and key stakeholders.
• Meaningful work that helps protect customers, clients, and the organization.

What will be my duties and responsibilities in this job?

• Conduct compliance reviews and risk assessments across departments to ensure processes align with legal and regulatory standards.
• Assist in the development, implementation, and maintenance of compliance policies, procedures, and training programs.
• Monitor and analyze new and existing laws, regulations, and policies and communicate impacts to relevant stakeholders.
• Investigate compliance issues and partner with internal teams to implement corrective action plans.
• Prepare and maintain documentation and reports related to compliance testing, risk assessments, and vendor reviews.
• Perform research, root cause analysis, and process improvement activities to support compliance testing results.
• Collaborate with business units to strengthen controls and reduce compliance risk exposure.
• Escalate potential compliance violations or concerns to leadership and compliance management when appropriate.
• Participate in special projects, targeted risk assessments, and peer quality reviews.
• Conduct peer cross-training and support team development activities.

What are the requirements needed for this position?

• 3+ years of progressive experience in compliance, testing, risk management, auditing, or a similar analytical role.
• Knowledge of industry regulations relevant to mortgage, insurance, warranty and service contracts, and/or financial services industries.
• Strong analytical, organizational, and problem-solving skills.
• Strong verbal and written communication skills with the ability to present findings to diverse audiences.
• Proficiency with Microsoft 365 applications, including Excel, Word, PowerPoint, and Teams.
• Ability to manage multiple priorities and deadlines in a fast-paced environment.
• Strong attention to detail and commitment to quality.

What other skills/experience would be helpful to have?

• Bachelor's degree in Business, Finance, Legal Studies, Risk Management, or a related field.
• Professional certifications such as CRCM, CCEP, CIA, CAMS, or similar.
• Experience using compliance management systems and testing tools.
• Experience developing compliance testing programs, risk assessments, vendor reviews, and control evaluations.
• Knowledge of regulatory risk frameworks and control environment mapping.
• Demonstrated ability to work independently while also collaborating effectively across teams.
• Strong decision-making, critical thinking, and problem-resolution capabilities.