About this Compliance Lead, Compliance & Ethics role at OKX
OKX · Onsite · New York, United States; San Jose, California, United States
Who We Are
About the Opportunity
The Compliance & Ethics function at OKX oversees the policies, programs, and controls that protect the integrity of our people, operations, and business relationships. As OKX scales globally and expands its communication infrastructure, this function is building the systems and expertise to match that growth. In this role, you will become an expert in all facets of the Compliance & Ethics program — from investigation intake to surveillance operations — serving as a key operational and strategic partner to the Director and setting the compliance foundation for one of the world's leading crypto platforms.
What You’ll Be Doing
- Lead the design and build of scalable compliance programs and controls across Anti-Bribery & Corruption, Investigations, Conflicts of Interest, and eComms surveillance — developing intake workflows, monitoring frameworks, and operational procedures that grow with the function
- Own and advance eComms surveillance controls and operational processes — including the onboarding and integration of new tools and platforms — ensuring comprehensive coverage across all approved employee communication channels
- Drive eComms surveillance program oversight — monitoring coverage, assessing performance, identifying systemic gaps, and escalating material issues to appropriate resolution
- Lead investigation intake processes, including triage, case documentation, and whistleblower report handling, coordinating with Legal and HR on escalated conduct matters and cross-functional compliance projects
- Lead COI monitoring and maintain full oversight of conflicts disclosures, flagging anomalies and driving escalations to resolution
- Identify and resolve complex compliance issues across program areas, develop practical solutions, and escalate with documented rationale
- Manage compliance workstreams — policy drafts, program assessments, control builds, and gap analyses — driving them to completion and proposing process improvements along the way
- Drive adoption of AI and automation to enhance review quality, reduce manual effort, and scale program coverage across compliance workflows
- Own governance reporting across the Compliance & Ethics function — including KPI/KRI tracking, and senior leadership updates
- Develop and guide team members across compliance workflows, program operations, and platform tools
What We Look For In You
- 6+ years of experience in compliance, surveillance operations, or legal at a financial services, fintech, or crypto firm
- Hands-on experience with eComms surveillance platforms
- Deep proficiency in compliance frameworks, policies, and regulatory requirements — you apply them independently and advise others
- Proven ability to build and scale compliance programs in a fast-moving environment with limited structure
- Strong operational instincts — you execute independently, drive complete projects, and keep programs moving without direction
- Ability to identify complex compliance issues and develop practical, risk-based solutions
- Track record of developing team members and elevating the work of those around you
- Strong written communication for case documentation, escalation reporting, and governance materials
Nice to Haves
- Experience in crypto or digital assets
- Experience with AI-assisted review workflows or compliance automation tools
- Exposure to regulatory requirements governing eComms surveillance — CFTC, FCA, MAS, ASIC, or equivalent
- Familiarity with internal investigations, COI monitoring, conflicts register management, or OBA review processes
- Prior experience in a compliance function being built or scaled from the ground up
Perks & Benefits
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Competitive total compensation package
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L&D programs and Education subsidy for employees' growth and development
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Various team building programs and company events
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More that we love to tell you along the process!
OKX Statement:
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
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The salary range for this position is $143,000 - $214,000
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The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.
Notice:
All official OKX vacancies are published on this website. While roles may appear on selected third-party platforms from time to time, information on other sites may be inaccurate or outdated. If in doubt, please apply directly through our official careers website.
Information collected and processed as part of the recruitment process of any job application you choose to submit is subject to OKX's Candidate Privacy Notice.
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