Jobs › Companies › Nasdaq › Senior Business Analyst - Broker Dealer

About this Senior Business Analyst - Broker Dealer role at Nasdaq

Nasdaq · Hybrid · CA-Toronto-York St 24/25
Senior Business Analyst , Product Management for Broker Dealer

As a Senior Specialist Business Analyst reporting to Product Manager (Broker Dealer), you’ll play a critical role in translating complex regulatory requirements into clear functional specifications, shaping product improvements, and supporting clients with domain expertise. The role requires strong analytical depth, hands-on involvement, and the ability to work closely with cross-functional teams.

You’ll thrive in this position if you’re collaborative, data-driven and able to visualise the big picture, have a global attitude, and bring a passion for Capital and functional know how of technology to a fast-paced, high-impact environment.


Key Responsibilities

  • Analyze global broker‑dealer regulatory changes, interpret regulatory texts, and translate them into structured functional requirements.
  • Create high‑quality functional specifications, including data models, field‑level definitions, reporting logic, validations, and exception handling.
  • Collaborate closely with Development and QA teams to ensure accurate implementation and support QA in defining test scenarios and validating delivered functionality.
  • Identify gaps, ambiguities, and edge cases in regulations, proposing clear and practical solutions.
  • Act as a subject matter expert in regulatory reporting, participate in backlog/sprint activities, and support client queries and issue resolution with a structured, solution‑oriented approach.

Required Qualifications

  • Bachelor’s/Master’s degree in Finance or a related field, or equivalent practical experience.
  • Previous experience in a RegTech environment or financial services technology.
  • Strong understanding of broker‑dealer regulatory reporting frameworks.
  • Excellent analytical and problem‑solving skills with the ability to break down complex regulatory concepts into structured logic.
  • Clear and effective communicator with experience working in collaborative, matrixed teams.

Preferred Qualifications

  • Advanced degree or professional certification (e.g., MBA, CFA). Experience in capital markets, FinTech, or other highly regulated industries.
  • Comfortable collaborating with global teams and navigating cross‑border cultural nuances.

This position will be located in Toronto and offers the opportunity for a hybrid work environment at least 3 days a week in-office, subject to change, providing flexibility and accessibility for qualified candidates.


Come as You Are

Nasdaq is an equal opportunity employer. We welcome applications from candidates of all backgrounds and identities.

We are committed to fostering an inclusive workplace where diverse perspectives, experiences, and identities are valued and celebrated.

We ensure that individuals with disabilities are provided with reasonable accommodation throughout the hiring process.

What We Offer

We’re proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaq’s overall success.

Ready to apply to Nasdaq?
Apply to Nasdaq

About Nasdaq

At Nasdaq, we’re proud to be the engine behind the world’s capital markets. But we don’t stop there. We build the technology that drives transparency, trust, and access—helping economies grow and people thrive. Our purpose is to advance economic progress for all. Whether you’re a client, a colleague, or part of our broader community, we’re here to move markets—and possibilities—forward.

See all jobs at Nasdaq →

Similar jobs

Motorola Solutions
Senior Oracle Business Systems Analyst – Order Management
Motorola Solutions
⚡ Apply early Krakow, Poland Hybrid
● New 👁 Seen ✓ Applied 6h ago
Samsung
ePro AI Business & Data Analyst Intern
Samsung
⚡ Apply early 6625 Excellence Way, Plano, TX... Onsite
● New 👁 Seen ✓ Applied 6h ago
Lonza
S/4HANA Controlling - Business Process Analyst
Lonza
⚡ Apply early US - Portsmouth, NH Onsite
● New 👁 Seen ✓ Applied 6h ago
DI
Senior Analyst, Consumer Strategy & Business Development
Disney
⚡ Apply early London, United Kingdom Hybrid
● New 👁 Seen ✓ Applied 6h ago
Stanley Black & Decker
Sr Business Analyst – Bilingual
Stanley Black & Decker
⚡ Apply early Charlotte, NC, United States Hybrid $90,000–$144,900
● New 👁 Seen ✓ Applied 6h ago
IT
Business Analyst IV (6379)
itD Tech
⚡ Apply early Burlingame, CA Onsite $166,400–$176,800
● New 👁 Seen ✓ Applied 6h ago
Smith+Nephew
CPQ Business Analyst
Smith+Nephew
⚡ Apply early POL - Wroclaw Onsite
● New 👁 Seen ✓ Applied 7h ago
CF
Applications Analyst I- Business Applications- Full Time Days
Cape Fear Valley Health
⚡ Apply early CFV Onsite
● New 👁 Seen ✓ Applied 7h ago
Engineering Ingegneria Informatica
Business Functional Analyst| 3DExperience
Engineering Ingegneria Informatica
⚡ Apply early Milano (Bassi) Onsite
● New 👁 Seen ✓ Applied 7h ago

Sign up for suggestions tailored to the jobs you open and the searches you save.

More jobs at Nasdaq

See all jobs at Nasdaq →

Apply now
🤖

Whoa — hold up

JobsRadar was built for real people having a rough time in their job search — not for automated requests. You're clicking way too fast and you're now temporarily blocked.

Come back later. If you're genuinely job hunting, we've got your back — just act like a human.

Catch your next role the second it’s posted.

Create a free account and we’ll watch the boards for you — the instant a job matches your search, it lands in your inbox or Telegram. No digging, no refreshing.

Create free account

Free forever · takes 30 seconds · already have one?

Get an edge on your job hunt.

Join our Telegram channel for the stuff that helps you land the role — salary benchmarks, the weekly market pulse, and new-feature drops. No spam, just signal.

Join the channel — it's free