Jobs › Companies › Ameriprise Financial › Operations and Financial Planning Specialist

About this Operations and Financial Planning Specialist role at Ameriprise Financial

Ameriprise Financial · Onsite · Allentown, Pennsylvania

At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

This position is with an Ameriprise Financial Franchise owner.

Job Description

Position Overview

We are seeking an experienced Operations and Financial Planning Specialist to join our growing financial advisory practice. This in-office position plays a key role in supporting client service, portfolio management, financial planning, and day-to-day business operations. The ideal candidate will have experience within the financial services industry, a strong attention to detail, and a passion for delivering exceptional support to both clients and advisors.

Key Responsibilities


Investment & Portfolio Support

  • Prepare preliminary portfolio recommendations and investment solutions for advisor review.
  • Research and develop portfolio and product recommendations aligned with clients' goals, risk tolerance, and time horizon.
  • Support portfolio implementation activities, including account maintenance and trading-related functions.
  • Assist advisors in preparing investment proposals and client presentations.

Financial Planning Support

  • Help develop financial planning recommendations and deliverables.
  • Create reports, analyses, and supporting documentation for client meetings.
  • Ensure planning and investment recommendations are properly documented and maintained.
  • Coordinate follow-up activities resulting from financial planning discussions and client reviews.

Client Service & Relationship Management

  • Maintain proactive communication with clients throughout the financial planning and investment management process.
  • Assist in resolving client service requests and issues in a timely, professional manner.
  • Gather, review, and update client information to ensure all account records remain accurate and current.
  • Prepare meeting materials, reports, and documentation for client review meetings.
  • Participate in client meetings as needed to provide operational, planning, or investment-related support.

Reporting & Presentation Preparation

  • Create professional charts, graphs, tables, and presentation materials for client meetings.
  • Generate portfolio summaries, performance reports, and investment analyses.
  • Maintain accurate data and documentation within the firm's CRM and financial planning systems.
  • Assist in developing client presentations utilizing Microsoft Office applications.

Team & Operational Support

  • Collaborate closely with advisors, associate advisors, and paraplanners to support daily business operations.
  • Identify opportunities to improve operational efficiency and help maintain compliance with firm policies and procedures.
  • Manage administrative and operational tasks related to client accounts.
  • Perform additional duties and responsibilities as assigned.

Required Qualifications


  • Bachelor's degree or equivalent professional experience.
  • Minimum of 3 years of experience in the financial services industry.
  • Experience in a financial advisory, wealth management, investment management, retirement planning, or brokerage environment.
  • Working knowledge of investment products, portfolio construction, and client service processes.
  • Strong organizational, communication, and problem-solving skills.
  • Ability to manage multiple priorities while maintaining exceptional attention to detail.

  • Proficiency with:
    • Microsoft Excel
    • Microsoft Word
    • Microsoft PowerPoint
    • Microsoft Outlook
    • Microsoft Teams
    • Salesforce CRM

  • This is an onsite position, must be able to commute to Allentown, Pennsylvania.

 

Preferred Qualifications


The following licenses and registrations are highly valued but not required:


  • FINRA Series 7
  • Series 63 and/or Series 66
  • Series 65
  • Life, Accident & Health Insurance License
  • Variable Contracts License

Benefits


We offer a competitive benefits package, including:


  • Health Insurance
  • Dental Insurance
  • Vision Insurance
  • Paid Time Off (PTO)
  • SIMPLE IRA Retirement Plan

Full-Time/Part-Time

Full time

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Ready to apply to Ameriprise Financial?
Apply to Ameriprise Financial

About Ameriprise Financial

Since 1894, Ameriprise Financial has helped people feel more confident about their financial future. Guided by strong values and a deep commitment to clients, we've remained a trusted leader in financial planning and advice for more than 130 years. Through our businesses, Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance & Annuities , we deliver advice, investment and protection solutions designed for long-term success. While each business brings distinct capabilities and expertise, all are united by our unwavering focus on clients and a strong financial foundation. For you, that means the opportunity to build a meaningful career in a high-performing, collabor

See all jobs at Ameriprise Financial →

Similar jobs

Ameriprise Financial
Senior Network Security Engineer
Ameriprise Financial
⚡ Apply early Minneapolis, Minnesota Onsite $114,500–$157,400
● New 👁 Seen ✓ Applied 1d ago
Ameriprise Financial
Senior Manager Technology Operations
Ameriprise Financial
⚡ Apply early Minneapolis, Minnesota Onsite $114,500–$157,400
● New 👁 Seen ✓ Applied 1d ago
Ameriprise Financial
Lead Service Operations Specialist
Ameriprise Financial
⚡ Apply early Charlotte, North Carolina Onsite
● New 👁 Seen ✓ Applied 3d ago
Ameriprise Financial
Lead Compensation & Benefits Specialist
Ameriprise Financial
⚡ Apply early Gurugram, Haryana, India Onsite
● New 👁 Seen ✓ Applied 3d ago
Ameriprise Financial
Java/Python Senior Software Engineer
Ameriprise Financial
⚡ Apply early New York, New York Onsite $155,000–$197,000
● New 👁 Seen ✓ Applied 3d ago
Ameriprise Financial
Senior Software Engineer
Ameriprise Financial
⚡ Apply early Boston, Massachusetts Onsite $131,700–$181,000
● New 👁 Seen ✓ Applied 3d ago
Ameriprise Financial
Senior Technical Project Manager
Ameriprise Financial
⚡ Apply early Minneapolis, Minnesota Onsite $120,000–$155,000
● New 👁 Seen ✓ Applied 3d ago
Ameriprise Financial
Associate Financial Advisor
Ameriprise Financial
⚡ Apply early Vacaville, California Onsite $80,000–$110,000
● New 👁 Seen ✓ Applied 3d ago
Ameriprise Financial
Branch Manager, Ameriprise Financial Advisors - Portsmouth, NH
Ameriprise Financial
⚡ Apply early Portsmouth, New Hampshire Onsite
● New 👁 Seen ✓ Applied 3d ago

Sign up for suggestions tailored to the jobs you open and the searches you save.

More jobs at Ameriprise Financial

See all jobs at Ameriprise Financial →

Apply now
🤖

Whoa — hold up

JobsRadar was built for real people having a rough time in their job search — not for automated requests. You're clicking way too fast and you're now temporarily blocked.

Come back later. If you're genuinely job hunting, we've got your back — just act like a human.

Catch your next role the second it’s posted.

Create a free account and we’ll watch the boards for you — the instant a job matches your search, it lands in your inbox or Telegram. No digging, no refreshing.

Create free account

Free forever · takes 30 seconds · already have one?

Get an edge on your job hunt.

Join our Telegram channel for the stuff that helps you land the role — salary benchmarks, the weekly market pulse, and new-feature drops. No spam, just signal.

Join the channel — it's free