JOB SUMMARY

JOB DESCRIPTION

• Research market trends and assist in the creation and execution of investment strategies in collaboration with the Wealth Manager
• Manage and maintain relationships with clients on behalf of the Wealth Manager, serving as a key point of contact
• Provide timely and accurate support on investment products, financial planning tools, and services
• Address and resolve client questions and concerns, escalating to the Wealth Manager as appropriate
• Complete and submit investment-related paperwork, such as applications, transfer forms, and withdrawal requests, for approval
• Prepare customized investment proposals and presentation materials for prospective and current clients
• Analyze financial statements, client portfolios, and market data to assist with client reporting and recommendations
• Perform day-to-day administrative functions including scheduling, responding to client communications, and maintaining organized client records

Supervisory responsibilities

• None

Work environment

• Work is conducted in a professional office environment with minimal distractions

Physical demands

• Prolonged periods of sitting at a desk and performing work in front of a computer screen for long periods of time
• Must be able to lift up to 15 pounds at a time

Travel required

• Local travel to client/prospect businesses for meetings is expected

Required education and experience

• Bachelor’s degree in finance, accounting, or a related field
• 1–3 years of experience in financial services, wealth management, or a related field
• NASD Series 7 and 63 licenses required (or ability to obtain within a designated time frame)
• Previous experience (internship or other) working in the wealth management field
• Proficiency in using Microsoft Excel, PowerPoint and industry related software
• Comfortable making presentations and speaking to audiences

Preferred education and experience

• CFP and CFA certification advantageous
• Experience working in a CPA or multi-disciplinary professional services firm

Other duties

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the colleague for this job. Duties, responsibilities and activities may change at any time with or without notice.

For job postings in our Newburgh location, we are required by law to include a good faith salary range for every job, promotion, and transfer opportunity in accordance with the New York Human Rights Law. This range considers many factors, including but not limited to a candidate’s knowledge, job specific skills, experience, licensure, and certifications.  A reasonable estimate of the current range for this position is $29.47-$38.32 per hour.

WHO WE ARE

UHY is one of the nation’s largest professional services firms providing audit, tax, consulting and advisory services to clients primarily in the dynamic middle market. We are trailblazers who bring our experience from working within numerous industries to our clients so that we can provide them with a 360-degree view of their businesses. Together with our clients, UHY works collaboratively to develop flexible, innovative solutions that meet our clients’ business challenges. As an independent member of UHY International, we are proud to be a part of a top 20 international network of independent accounting and consulting firms.

WHAT WE OFFER

POSITIVE WORK ENVIRONMENT

Enjoy a collaborative and supportive work environment where teamwork is valued.

ATTRACTIVE COMPENSATION PACKAGES

Our compensation is competitive and tailored to reflect the role, qualifications, and expertise of each individual.

COMPREHENSIVE BENEFIT PACKAGE

Access comprehensive benefits including group health insurance, dental and vision coverage, 401(k) retirement plans, and generous paid time off (PTO) allowances.