Über diese Experienced Advisor Transition Specialist Stelle bei Thrivent
The Experienced Advisor Transition Specialist executes a consistent, high-touch, and compliant transition and transition experience for experienced financial advisors and teams joining Thrivent. This role coordinates transition activities from offer through integration, manages detailed transition plans, tracks key milestones, and serves as a central point of coordination across recruiting, business development, compliance, licensing and registration, operations, technology, field leadership, and external partners. Working under the direction of the Experienced Advisor Transition Consultant, the Specialist supports advisor readiness, practice integration, and long-term retention by helping ensure advisors experience a seamless transition into Thrivent.
This can be a remote position within the US.
DUTIES & RESPONSIBILITIES:
Transition Planning & Execution
Executes a scalable, integrated transition and transition framework for experienced advisors and teams, ensuring a consistent, compliant, and advisor-centered experience from offer through integration.
Develops and maintains detailed transition plans tailored to each advisor or team, including milestones, dependencies, deliverables, risks, and stakeholder accountabilities.
Coordinates and facilitates transition kickoff meetings to align expectations, confirm timing, clarify roles, and establish accountability across internal and external partners.
Serves as the central operational liaison among the incoming advisor, recruiting, business development, compliance, licensing and registration, operations, technology, field leadership, and external firms.
Tracks progress against transition milestones, proactively identifies risks or delays, escalates issues as appropriate, and supports timely resolution.
Maintains accurate documentation, status updates, and reporting related to advisor transition and transition activities.
Gathers advisor feedback throughout the transition journey and shares insights with the Experienced Advisor Transition Consultant and leadership to inform process improvements.
Supports the Experienced Advisor Transition Consultant with complex transition cases, special projects, and enhancements to transition tools, resources, and workflows.
Advisor Experience
Provides responsive, high-quality communication and support throughout the advisor transition and transition process.
Helps advisors understand transition steps, required actions, timing, and available resources so they can move through transition with confidence and clarity.
Identifies opportunities to improve the transition experience, reduce friction, and strengthen advisor satisfaction and retention.
Partners with business development, field leadership, relationship management, and other support teams to help ensure a smooth handoff after key transition milestones are complete.
Cross-Functional Collaboration
Coordinates with recruiting, compliance, operations, Centers of Excellence, licensing and registration, technology, field leadership, and external firms to complete transition deliverables such as technology setup, registration, book transfer support, training, and advisor readiness activities.
Communicates transition status, risks, decisions, and next steps to appropriate internal stakeholders and leaders.
Connects key stakeholders to the appropriate stages of the transition process to ensure alignment, timely execution, and clear ownership.
Contributes to continuous improvement efforts that streamline transition workflows, strengthen role clarity, and enhance the advisor and stakeholder experience.
Models Thrivent’s leadership competencies—Model the Way, Rally the Team, and Deliver Outcomes—through collaboration, accountability, sound judgment, and results orientation.
Models Thrivent’s leadership competencies – Model the Way, Rally the Team, and Deliver Outcomes.
Supports and/or develops an environment in which Thrivent employees and colleagues are focused on continuous improvement, exceptional employee engagement, and an unwavering commitment to our clients. Shapes and/or supports a culture that represents the Thrivent purpose, promise and values, ensuring that Thrivent’s trust and reputation remain strong with its clients.
QUALIFICATIONS & SKILLS:
Required:
Bachelor’s degree in business, human resources, finance, communications, organizational leadership, or a related field required.
Equivalent combination of education and relevant experience may be considered.
Experience
3+ years of experience in transition, project coordination, operations, talent acquisition, advisor support, financial services, wealth management, or related business functions.
Experience managing complex, multi-step processes with multiple stakeholders, dependencies, deadlines, and competing priorities.
Experience coordinating cross-functional work and influencing outcomes without direct authority.
Experience delivering strong client, advisor, employee, or customer experiences.
Financial services, insurance, wealth management, licensing and registration, advisor recruiting, transition, or practice management experience preferred.
Experience supporting organizational growth initiatives, process improvement efforts, workflow optimization, or business transformation initiatives preferred.
Knowledge & Skills
Strong project management and organizational skills, with the ability to manage multiple advisor transitions simultaneously.
Ability to create and maintain detailed project plans, track milestones, manage dependencies, and proactively address risks.
Excellent verbal and written communication skills, with the ability to engage advisors, leaders, and business partners clearly and professionally.
Strong relationship management and service orientation, with a commitment to delivering a high-touch experience.
Ability to navigate ambiguity, solve problems, exercise sound judgment, and make timely decisions in a fast-paced environment.
Ability to coordinate across diverse stakeholder groups and foster collaboration, shared ownership, and accountability.
Strong attention to detail and ability to follow established policies, procedures, compliance requirements, and operational standards.
Analytical mindset with the ability to identify trends, recommend improvements, and use data and feedback to inform decisions.
Proficiency with Microsoft Office tools, including Excel, PowerPoint, Teams, and project management or workflow tools.
Ability to maintain confidentiality and handle sensitive advisor, candidate, and business information with professionalism.
Preferred:
Knowledge of advisor transition, advisor transitions, registrations, licensing, broker-dealer operations, RIA or hybrid affiliation models, or wealth management practices.
Familiarity with financial advisor recruiting, advisor development, practice management, business development, or field operations.
Experience working in a highly regulated environment requiring adherence to compliance, supervision, and operational requirements.
Exposure to change management, program implementation, process design, or operational transformation.
Demonstrated ability to build trusted relationships and serve as a primary point of coordination for advisors, clients, leaders, or business partners.
Pay Transparency
Thrivent provides Equal Employment Opportunity (EEO) without regard to race, religion, color, sex, gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any other status protected by applicable local, state, or federal law. This policy applies to all employees and job applicants.
Thrivent is committed to providing reasonable accommodation to individuals with disabilities. If you need a reasonable accommodation, please let us know by sending an email to [email protected] or call 800-847-4836 and request Human Resources.
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