Key Areas of Responsibilities

• Perform end-to-end new client onboarding process that is managed for India

• Coordinate with client / counterpart across multiple functions / units - Front Office, Compliance, AML, Operations, FATCA under business/ client urgency.

• Collecting all relevant constitutional documents. This will include liaising with external client and Internal teams.

• Knowledge of retrieving documents from KRA is essential. 

• Directly dealing with clients and explaining which document is required under which regulation in India

• Strong understanding of KYC requirements and undertake client due diligence on existing clients to ensure identification of changes in risk profile, including reputational and operational risk factors

• Performing verification checks with external data sources and Screening tools to ensure that all documents submitted meet the defined Customer Identification Program and Internal AML policies.

Requirements

• Minimum 2-3 years of relevant experience in KYC/Client Onboarding functions and preferably within the Financial Institution specifically broking industry

• A good understanding of constitutional documents and corporate structures is required.

• Knowledge of SEBI AML regulations will be an advantage.

• Attention to detail and process oriented.

• Research/ Investigative skills.

• Proficient in Word and Excel

• Strong attention to details, process oriented, time management, organizational, relationship building skills plus keen investigative skills.

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