What is the opportunity?

You will provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management and Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives.

Working Hours : 9.00AM -6.00PM

What will you do?

• Conduct reviews of electronic and audio communications and integrate the activity with the wider Surveillance team
• Drive forward RBC’s general electronic and audio communications monitoring functionality
• Instigate proactive and bespoke searches and techniques across a wide range of communication platforms
• Facilitate e-mail retrievals and assist with Compliance investigation
• Ongoing development of reports, systems and processes in order to maintain a cutting-edge audio and e-communications monitoring program

What do you need to succeed?

 Must-have

• Analytical and problem solving abilities
• An ability and willingness to accept accountability, work with limited direct supervision and support effective cross-unit co-operation
• A professional demeanor, investigative analysis and attention to detail
• A proactive approach and an ability to work using your own initiative

Nice-to-have

• Experience of Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar

Job Skills

Additional Job Details

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.