LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.

Job Description

• Provide independent and timely advice to business and other functions on all issues relating to day to day business, new business initiatives and transactions undertaken by clients;

• Assess regulatory requirements to ensure compliance risks are identified, reported and tracked their resolution;

• Draft new manuals, policies and procedures in light of new regulatory or business changes;

• Review manuals, policies and procedures to ensure they are properly revised or updated when necessary;

• Review marketing materials;

• Keep the business up to date on regulatory requirements and assess the suitability of investment products;

• Provide high quality advice and training to stakeholders with respect to controls performed and on applicable internal policies and local regulation; and

• Collaborate locally / regionally / with Group (within and outside of Compliance function – through e.g. regular exchange, meetings, projects, etc.) to ensure conformity with established policies, standard, regulations and market practices;

• Ensure effective risk management and support change management where applicable and/or necessary;

• Provide training to internal staff

Requirements

• Minimum 10 years of experience in the Compliance/Risk control functions within a Private Banking set up specialised in the AML/CDD functions; 10 years of managerial/supervisor experience managing a team of more than 10 team members.

• Thorough knowledge of AML regulatory requirements

• Thorough record keeping abilities with attention to details

• Good communication and interpersonal skills to manage internal and external stakeholders.

Contact Information

We are looking forward to receiving your online application.

For any further information please do not hesitate to contact us!

Human Resources