Responsibilities :

Trading

• Responsible for trading ID corection, revision transaction and trading error form
• Distribution approval opening account day trade, fee and limit.
• Data verification and Cheking document completeness
• Input the data into the system and updates when there is a change
• Making report when there is a change
• Filling  data into cabinet

Form Approval

• Cheking document completeness from client
• Distribution approval form
• Update and activation data client to system

Withdrawal & Set Off

• Data verification related withdrawal & set off
• Process Withdrawal & Set Off  to system
• Responsible for the availability of funds

Switch Stock, Switch Sales  & Sharing Client

• Data verification and Cheking document completeness
• Distribution approval form
• Update data client to system
• Print the customer’s SOA for customer that requests the hardcopy document
• Submit Invoice to Finance for Billing Purpose and Store the Delivery Receipt
• Check in C-BEST System for Dormant Account
• Inform Salesperson about Dormant Account
• Close the Customer’s Sub Account
• Request Customer to Transfer Fund into Dormant Account
• Report to Compliance on the Reconciliation
• Notify Credit Control that Stock Valuation has been Updated
• Prepare CDD, EDD (if required) and PEP Forms
• Updating of Client Particulars and Reactivation of Client’s Account arising from Suspension due to Invalid / Duplicate SID
• Temporary Upliftment of Suspended Account due to Invalid SID for Settlement of Outstanding Contracts