Hudson River Trading (HRT) is seeking a talented Head of Korea Compliance to join our Compliance team. Reporting directly to the Head of APAC Compliance, you will be responsible for providing primary compliance support for all aspects of HRT’s business activities in Korea, including equities, options and futures trading activities.
The ideal candidate will have deep subject matter expertise in Korean trading laws, rules and regulations, and market structure, as well as the technical complexities of algorithmic proprietary trading businesses.
Responsibilities
- Provide clear, timely, and practical advice regarding the application of Korean regulatory requirements (e.g. HFT surveillance guidelines) to the firm’s businesses
- Act as the primary internal contact regarding Korea regulatory compliance matters for HRT’s algorithm development and business development teams
- Build and maintain strong working relationships with, and act as our liaison to, Korean regulators such as the FSS and the KRX
- Review new business initiatives for compliance before launch
- Assist in the design and review of trade surveillance reports
- Develop, maintain, and update compliance policies and procedures
- Assist in periodic compliance risk assessments and reviews
- Investigate and prepare comprehensive, accurate, and timely responses to regulatory inquiries and examinations
Qualifications
- Bachelor’s degree or higher in finance, law, or related field
- 15+ years of direct experience in Korea regulatory matters and strong relationships with Korean regulators
- Extensive knowledge of Korean market structure
- Strong familiarity with algorithmic proprietary trading strategies and technology concepts
- Speaks Korean as a first language, as well as English
- Exceptional cross-functional verbal and written communication skills, with the ability to convey complex regulatory concepts clearly and concisely to traders, developers, and senior management
- Excellent organizational skills, with the ability to manage multiple complex initiatives simultaneously
Culture
Hudson River Trading (HRT) brings a scientific approach to trading financial products. We have built one of the world's most sophisticated computing environments for research and development. Our researchers are at the forefront of innovation in the world of algorithmic trading.
At HRT we welcome a variety of expertise: mathematics and computer science, physics and engineering, media and tech. We’re a community of self-starters who are motivated by the excitement of being at the cutting edge of automation in every part of our organization—from trading, to business operations, to recruiting and beyond. We value openness and transparency, and celebrate great ideas from HRT veterans and new hires alike. At HRT we’re friends and colleagues – whether we are sharing a meal, playing the latest board game, or writing elegant code. We embrace a culture of togetherness that extends far beyond the walls of our office.
Feel like you belong at HRT? Our goal is to find the best people and bring them together to do great work in a place where everyone is valued. HRT is proud of our diverse staff; we have offices all over the globe and benefit from our varied and unique perspectives. HRT is an equal opportunity employer; so whoever you are we’d love to get to know you.
Please be advised: Use of AI tools during interviews or assessments is strictly prohibited, unless otherwise instructed or agreed upon. We employ various methods to evaluate the authenticity of candidate responses. If we determine that AI assistance was used during any stage of the hiring process, we reserve the right to immediately disqualify your candidacy or rescind any job offers extended.