Where Ambition Meets Innovation

Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

The Trading Analyst reviews activity in the trading inventory accounts and works closely with management, senior analysts, trading compliance and other departments to provide regulatory and procedural oversight to the fixed income trading desk.  Assignments are complex and require sophisticated analysis combined with seasoned judgment.  The Analyst will operate with wide latitude for making independent decisions, determinations, and recommendations, which typically have significant financial, operational, legal, or reputational impact.

Responsibilities:

• Responsible for entering trades that can’t be entered by traders
• Resolving trade fails
• Identifying and repairing trade rejects and other trade-related issues in a high volume, fast paced environment.
• Reconciling Fixed Income inventory accounts
• Working with Senior Analysts to ensure timely reporting of fixed income transactions
• Review, prepare and present regulatory report cards to management
• Reviewing processes for efficiencies and providing recommendations to management

What are we looking for?

We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments. Our ideal candidates pursue greatness, act with integrity, and are driven to help our clients succeed. We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.

Requirements:

• Bachelor's degree
• Working knowledge of fixed income products
• Extensive experience with Microsoft Excel, VBA and Smartsheet

Core Competencies:

• Oral and written communication skills and the ability to independently draft letters and other documents
• Analytic and organizational skills and the ability to keep track of multiple deadlines and projects
• Attention to detail
• Able to create and maintain positive relationships with other LPL departments and outside vendors for research purposes.
• Able to maintain a positive attitude toward routine daily reports

Preferences:

• Bloomberg, BETA knowledge is strongly preferred
• SIE, Series 7 & 63 license preferred

Pay Range:

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com.

At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.

For further information about LPL, please visit www.lpl.com.

Join the LPL team and help us make a difference by turning life’s aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.

Information on Interviews:

LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum.  During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant’s bank or credit card.  Should you have any questions regarding the application process, please contact LPL’s Human Resources Solutions Center at (855) 575-6947.

EAC 5.19.26