ABOUT THE ROLE

We are seeking a motivated and detail-oriented individual to join our Compliance team and contribute to our growth.  This is an exciting opportunity to join a fast-growing hedge fund with a highly collaborative culture.  This individual will work directly with the General Counsel to develop and implement compliance policies and procedures.

This position will be based in either our NYC or Stamford, CT offices and is in office Monday through Friday.

PRIMARY RESPONSIBILITIES – COMPLIANCE ANALYST

• Assist the General Counsel with the development, implementation and maintenance of global legal and compliance policies and procedures
• Manage compliance task deadlines
• Administer the firm’s Code of Ethics (gift/entertainment requests, conflict disclosures, political contributions, etc.), track certifications and maintain compliance logs
• Assist with employee and firm trade surveillance
• Review marketing materials
• Track investor subscriptions and redemptions
• Manage the counterparty and vendor diligence process
• Coordinate with various departments on regulatory filings (SEC, CFTC/NFA, etc.)
• Assist with NFA Self-Exam and SEC Annual Review

REQUIRED QUALIFICATIONS

• Bachelor’s degree
• 1-3 years of compliance experience at an SEC registered investment adviser
• General knowledge of CFTC and SEC regulatory framework
• Outstanding attention to detail
• Team player
• Ability to work in a fast-paced, dynamic environment

Benefits

• Base Salary: $100,000 to $115,000/yr plus discretionary bonus
• Compensation may vary based on skills and experience
• Comprehensive benefits package including medical, dental, vision, 401(k), insurance, Summer Fridays, and wellness reimbursement.

CONTACT: careers@massarcapital.com

ABOUT THE TEAM

The data team delivers infrastructure and models to deploy valuable data across the business. Working closely with our researchers and traders, we build resilient and easily maintainable data models and pipelines. Additionally, our developers support live trading by maintaining pipeline operations and enhance our data platform by developing new frameworks, libraries, and services, thereby enhancing team efficiency, throughput, and code quality.

RESPONSIBILITIES 

• Gain a comprehensive understanding of investment research teams' data needs and provide the right solution to them
• Develop, test, and optimize Python data applications, frameworks, and services
• Collaborate with technologists and researchers to align data applications and platforms with evolving business needs
• Write and review technical documentation, including requirements for researchers and proposals for platform enhancements, as well as production support guidelines
• Frequently take the lead on production support operations

REQUIREMENTS

• Bachelor’s in a technology related field (e.g. Engineering, Computer Science, etc.)
• Strong skills programming in Python (inc. Numpy & Pandas) as well as significant experience with SQL, as a software developer, quantitative developer or data engineer
• Exposure to Relational database engineering or NoSQL database
• Experience with any of the following systems is a plus: Apache Airflow, Docker, Kubernetes
• Strong design, debugging and problem-solving skills
• Strong analytic and strategic thinking skills
• Strong communication skills

NICE TO HAVE

• Experience at either a hedge fund or for a trading group on the buy-side
• Experience with any of the following systems is a plus: Apache Airflow, Docker, Kubernetes

COMPENSATION

• Competitive compensation commensurate with level of experience.
• Comprehensive benefits package including medical, dental, vision, 401(k), insurance, Summer Fridays, and wellness reimbursement.
• Base Salary: $150,000 - $200,000/ yr plus bonus