Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped our collaborative mindset, which enables us to solve the most complex challenges. QRT’s culture of innovation continuously drives our ambition to deliver high quality returns for our investors.

The successful candidate will join a growing Regulatory Reporting function at QRT, which sits within our Compliance team. You will work alongside the business, compliance, and IT teams. The Regulatory Technology Developer will assist the team in maintaining the integrity of the regulatory reporting processes for the firm and ensure that complete and accurate data is delivered to regulators within the prescribed timeframes.

Responsibilities:

• Your core objective is to manage and develop regulatory reporting systems and controls
• Develop and integrate automation solutions using Robotic Process Automation (RPA) tools
• Continuously assess regulatory reporting risks and developments to ensure changes are made in line with regulations
• Collaborate with cross-functional teams to ensure compliance with regulatory requirements and enhance the technological capabilities of the compliance function
• Ensure the continuous operation and optimization of existing regulatory reporting systems
• Develop and maintain data validation and quality assurance processes
• Identify areas for process improvements and implement solutions to enhance efficiency and accuracy
• Serve as a point of contact for technical support related to regulatory technology
• Engage with stakeholders to address queries and ensure compliance

Your present skillset:

• Polyglot developer with 5-7 years of experience, knowledge of Python is essential
• Understanding of SQL and working with databases
• Experienced in designing frameworks and tools from scratch
• Knowledge of the financial derivative products
• Experience with Robotic Process Automation (RPA) tools
• Strong analytical mindset with excellent problem-solving skills, able to tackle complex technical challenges
• Understanding of modern software architecture and cloud platforms
• Intellectual curiosity to learn new technologies
• Ability to think outside the box and improve technical implementation

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s collaborative mindset which enables us to solve the most complex challenges. QRT’s culture of innovation continuously drives our ambition to deliver high quality returns for our investors.

Join our Global Compliance team in London, leading investment compliance monitoring and testing activities and supporting the oversight of core compliance frameworks across a global business. This role will play a key part in building our compliance testing function, acting as a central point of contact globally.

Your future role at QRT: 

• Lead the Compliance Monitoring Programme (CMP) and support the development of a global testing function
• Act as a key point of contact for compliance testing activities across jurisdictions
• Deliver thematic reviews and targeted testing, ensuring timely remediation of identified gaps
• Partner with Investment teams to understand new processes and asset classes, and enhance the CMP accordingly
• Perform detailed investment compliance testing, including sampling, control validation, and documentation of results
• Assess control effectiveness and identify areas for enhancement
• Produce clear reporting for senior management and governance forums, including Board-level updates
• Lead compliance risk assessments and support the identification and ongoing monitoring of key compliance risks
• Monitor regulatory developments and conduct gap analyses to ensure ongoing compliance
• Support regulatory reviews, audits, and internal control assessments

Your present skillset:

• Bachelor’s degree in a relevant discipline (e.g. Law, Finance, Economics or similar); professional compliance qualifications (e.g. ICA, CISI or equivalent) are advantageous
• 8+ years’ experience in compliance monitoring and testing within a hedge fund, asset manager, or investment bank
• Strong knowledge of investment compliance requirements and global regulatory frameworks (e.g. MiFID, AIFM)
• Proven experience executing and enhancing compliance monitoring programmes and control frameworks
• Experience contributing to compliance risk assessments and governance reporting
• Strong analytical skills, with the ability to interpret complex regulations and translate them into practical testing approaches
• Experience engaging with senior stakeholders, including presenting to governance forums
• Highly organised, with strong attention to detail and the ability to manage multiple reviews simultaneously

QRT is an equal opportunity employer. We welcome diversity as essential to our success. QRT empowers employees to work openly and respectfully to achieve collective success. In addition to professional achievement, we are offering initiatives and programs to enable employees achieve a healthy work-life balance.